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About

People

Operations

  • H. Keith Brunnemer, Jr.
    Managing Member
  • Tracy Truchon
    Chief Compliance Officer
  • Dominick Pensabene
    Operations Associate

Taxable Trading & Sales

  • H. Keith Brunnemer, III
    President, CEO, Taxable Manager
  • Craig Wardlaw
    Taxable Trader
  • Eric Joseph
    Taxable Sales
  • Liz Howell
    Taxable Sales
  • Ray Linder
    Taxable Sales

Municipal Trading & Sales

  • Paul Lozzi
    Managing Director - Municipal Sales & Trading
  • Scott Mitchell
    Municipal Sales

Financial Advisory Services

  • Walter Goldsmith
    Managing Director
  • Tracy Truchon
    Chief Compliance Officer
  • David Cheatwood
    Managing Director
  • Michael Juby
    Managing Director
  • Don Ubell
    Managing Director
  • Amy Vitner
    Managing Director
  • Kurt Powell
    Director
  • Rob Ketner
    Vice President
  • Tyler Traudt
    Vice President
  • Charlie Shoemaker
    Associate

Transaction Details

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  • Member: FINRA & SIPC MSRB Registrant
  • Disclosures PDF